Chief Compliance Officer, FinTech Job at Larson Maddox, New York, NY

SGNsS0cxeVBVZ2pKbFBzdHh2Q045VEFsUFE9PQ==
  • Larson Maddox
  • New York, NY

Job Description

An exciting startup FinTech in the banking, cards and lending space is seeking a dedicated Chief Compliance Officer to join their firm as they continue their targeted growth and expansion. The firm successfully raised a Series B funding round and has grown their customer base deeper in key markets while also adding new products and offerings. This opportunity requires interaction with key stakeholders and executives, as well as working closely with the broader risk, fraud, legal, and compliance teams. An ideal candidate will have experience with scaling the various layers within the fraud, risk, and compliance program at an expanding startup in the FinTech landscape.

The position focuses on optimization of the compliance program by leveraging the use of automation and AI where possible, adding and streamlining systems where appropriate, and facilitating the expansion of products and business while remaining compliant with any relevant laws and regulations. The ideal candidate will have experience automating and implementing the necessary changes to scale. In addition, exposure to the Investment Advisers Act and work with treasury management are a plus.

Requirements:

  • 10+ years of experience within banking, lending, payments, and/or cards (consumer compliance)
  • Experience scaling a compliance program at a FinTech is strongly preferred
  • Ability to manage a team and work with key stakeholders to drive the business forward
  • Excellent communication skills and executive presence required
  • 5 days in the office

Job Tags

Work at office,

Similar Jobs

Carter Lumber

Delivery Driver - CDL Class A/B Job at Carter Lumber

Job Description Job Description Are you tired of being on the road for days or weeks at a time? Do you wish you could have a successful trucking career while also maintaining a consistent life at home? Drive for Carter Lumber and not only will you have a stable, predictable...

Pellissippi State Community College

PSCC-Reference Librarian (Temporary Part-Time) Job at Pellissippi State Community College

 ...Title: Reference Librarian (Temporary Part-Time) Department: Library Services Campus: Hardin Valley Closing Date: Open until closed Type of Appointment: Temporary Part-Time Pay Rate: $21.84hr Work Hours: The Reference... 

Allied Digestive Health

Registered Nurse Triage Job at Allied Digestive Health

 ...Registered Nurse Triage at Allied Digestive Health summary: Registered Nurse Triage at Albany Gastroenterology Consultants...  ...managing incoming sick calls, scheduling appointments, handling prior authorizations, and communicating test results. The role requires... 

Oro Valley Hospital

Social Worker MSW Job at Oro Valley Hospital

 ...Job Summary The Social Worker - MSW provides clinical social work services to patients and families to support optimal...  ...care services, and assisting with transitions to skilled nursing, rehabilitation, or home care. Facilitates referrals to internal and... 

Athletico Physical Therapy

Physical Therapist - Eaton Rapids, MI Job at Athletico Physical Therapy

Position Overview: This position may be eligible for a $10,000 Sign on Bonus. Apply Today! Athleticos Greater Purpose is to empower people, inspire hope and transform lives. We accomplish this by providing exceptional, progressive, and cost-effective care that emphasizes...